Theodore Siffel
Theodore Siffel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 21 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
4605 E Galbraith Rd Ste 190, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2010Other Business Activities
Theodore manages staff and the office, handles accounting, and hires/fires employees for TMTS, LLC, dedicating about 10-20% of his time. Additionally, Theodore manages his Ameriprise business, spending minimal time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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