Dusty Roche
Dusty Roche is a registered investment advisor at Osaic Wealth, INC., based in Salt Lake City, UT, with 20 years of industry experience. Dusty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3165 East Millrock Drive, Suite 300, Salt Lake City, UT, 84121
Get directionsHistory
Regulatory History (1)
Criminal
May 2023Other Business ActivitiesSells Insurance
Dusty helps operate a family farm and ranch, owns Roche Ranches Transport LLC, and manages commercial real estate. Dusty also works as an insurance agent, offering various insurance products and commission-based group benefits, dedicating about 10-20% of his time to insurance-related activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Acap Financial INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.