Kathleen Nemetz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Prescott, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3623 Crossings Dr Suite 112, Prescott, AZ, 86305
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen operates Stratos Wealth Partners as a DBA for her LPL business and is an IAR with Stratos Wealth Partners, LTD, spending full-time on investment advisory services. She also owns A Table Chez Nous, dedicating minimal time, and Nemetz Advisory Services LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Mcclurg Capital Corporation
Mcclurg Capital CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
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