TrueAdvisor
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CG
CG

Carlos Andres Rodriguez De Gracia

Stonecrest Advisors, INC.
20 Years of Experience
23 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stonecrest Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
383 clients
Average Client Portfolio
$405K average
Assets Under Management
$155.3M

Fee Structure

Financial Planning:Investment management only

Location

1369 Ashford Avenue, AC Hotel Mezzanine Level, San Juan, PR, 00907

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History

Regulatory History (23)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Settled
Customer Dispute
October 2019
Settled
Customer Dispute
October 2019
Closed-No Action
Customer Dispute
August 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
February 2019
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
July 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
September 2017
Settled
Customer Dispute
July 2017
Settled
Customer Dispute
March 2016
Settled
Customer Dispute
March 2016
Settled
Customer Dispute
September 2015
Settled
Customer Dispute
September 2015
Settled
Customer Dispute
July 2015
Award / Judgment
Customer Dispute
June 2015
Settled
Customer Dispute
June 2015
Settled
Customer Dispute
March 2015
Settled
Customer Dispute
January 2015
Settled
Customer Dispute
October 2014
Settled
Customer Dispute
October 2014
Settled
Customer Dispute
March 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carlos works as an insurance agent for Stonecrest Partners of Puerto Rico, dedicating a few hours per week. He also works as an investment adviser for Stonecrest Advisors, spending about 10-20% of his time in this role.

Employment History
Current Registrations
Stonecrest Advisors, INC.
May 2022 - Present · 3 yrs 9 mos
Stonecrest Capital Markets, INC.Broker
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Herbert J. Sims & CO, INC.Broker
August 2014 - January 2020 · 5 yrs 5 mos
UBS Financial Services INC.Broker
April 2009 - August 2014 · 5 yrs 4 mos
UBS Financial Services Incorporated of Puerto RicoBroker
April 2009 - August 2014 · 5 yrs 4 mos
Oriental Financial Services CORP.Broker
June 2005 - May 2009 · 3 yrs 11 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.