Carlos Gracia
Carlos Gracia is a registered investment advisor at Stonecrest Advisors, INC., based in San Juan, PR, with 21 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 477 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.50% up to 2.0% annually and are negotiable depending on individual client circumstances.
Fee Estimator
Location
1369 Ashford Avenue, AC Hotel Mezzanine Level, San Juan, PR, 00907
Get directionsHistory
Regulatory History (23)
Customer Dispute
April 2024Customer Dispute
October 2019Customer Dispute
October 2019Customer Dispute
August 2019Customer Dispute
May 2019Customer Dispute
February 2019Customer Dispute
September 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
September 2017Customer Dispute
July 2017Customer Dispute
March 2016Customer Dispute
March 2016Customer Dispute
September 2015Customer Dispute
September 2015Customer Dispute
July 2015Customer Dispute
June 2015Customer Dispute
June 2015Customer Dispute
March 2015Customer Dispute
January 2015Customer Dispute
October 2014Customer Dispute
October 2014Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Carlos works as an insurance agent for Stonecrest Partners of Puerto Rico, dedicating a few hours per week. He also works as an investment adviser for Stonecrest Advisors, spending about 10-20% of his time in this role.
Employment History
Current Registrations
Stonecrest Advisors, INC.
Stonecrest Capital Markets, INC.Broker
Previous Registrations
Herbert J. Sims & CO, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Oriental Financial Services CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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