Kenneth Klages is a registered investment advisor, based in St Louis, MO, with 20 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold.
Location
8229 Clayton Rd Ste 200, St Louis, MO, 63117-1155
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Regulatory History (2)
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Customer Dispute
February 2016Denied
Customer Dispute
December 2009Settled
Employment History
Current Registrations
Allstate Financial Advisors, LLC
April 2019 - Present · 7 yrs 6 mos
Allstate Financial Services, LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
VALIC Financial Advisors, INC.
May 2009 - April 2019 · 9 yrs 11 mos
VALIC Financial Advisors, INC.Broker
May 2009 - April 2019 · 9 yrs 11 mos
TD Ameritrade, INC.Broker
May 2008 - May 2009 · 1 yr
Amerivest Investment Management, LLC
May 2008 - May 2009 · 1 yr
TD Ameritrade, INC.
May 2008 - May 2009 · 1 yr
Securities Service Network, INC.Broker
September 2007 - May 2008 · 8 mos
UBS Financial Services INC.
February 2005 - November 2006 · 1 yr 9 mos
UBS Financial Services INC.Broker
February 2005 - November 2006 · 1 yr 9 mos
State Registrations4 states
ILKSMIMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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