KK
KK

Kenneth Klages

20 Years of Experience
St Louis, MO
2 DisclosuresBroker

Kenneth Klages is a registered investment advisor at Allstate Financial Advisors, LLC, based in St Louis, MO, with 20 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.

Compensation
N/A
Firm Size
336 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.

Loading...

Location

8229 Clayton Rd Ste 200, St Louis, MO, 63117-1155

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
Customer Dispute
December 2009
Settled
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
April 2019 - Present · 7 yrs 3 mos
Allstate Financial Advisors, LLC
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
VALIC Financial Advisors, INC.Broker
May 2009 - April 2019 · 9 yrs 11 mos
VALIC Financial Advisors, INC.
May 2009 - April 2019 · 9 yrs 11 mos
TD Ameritrade, INC.
May 2008 - May 2009 · 1 yr
Amerivest Investment Management, LLC
May 2008 - May 2009 · 1 yr
TD Ameritrade, INC.Broker
May 2008 - May 2009 · 1 yr
Securities Service Network, INC.Broker
September 2007 - May 2008 · 8 mos
UBS Financial Services INC.
February 2005 - November 2006 · 1 yr 9 mos
UBS Financial Services INC.Broker
February 2005 - November 2006 · 1 yr 9 mos
State Registrations4 states
ILKSMIMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Klages - Financial Advisor | TrueAdvisor