David Mulhall
David Mulhall is a registered investment advisor at LPL Financial LLC, based in Middlebury, CT, with 21 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
530 Middlebury Rd. Suite 203 A, Middlebury, CT, 06762
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2008Other Business ActivitiesSells Insurance
David is a CPA who does seasonal tax preparation, accounting, and bookkeeping. He also sells non-variable insurance products, including health, life, disability, long-term care, and fixed annuities on an as-needed basis for clients.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Riley, CFPLPL Financial LLC
- Brooke Weise, CFPWeise Financial Wellness
- Klaus Engstler, CFA, ChFCEdward Jones
- David Martins, ChFCEdward Jones