David Mulhall
David Mulhall is a registered investment advisor at LPL Financial LLC, based in Middlebury, CT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
530 Middlebury Rd. Suite 203 A, Middlebury, CT, 06762
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Regulatory History (1)
Customer Dispute
June 2008Other Business ActivitiesSells Insurance
David is a CPA who does seasonal tax preparation, accounting, and bookkeeping. He also sells non-variable insurance products, including health, life, disability, long-term care, and fixed annuities on an as-needed basis for clients.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.