NH
NH

Nicole Hohlweck

21 Years of Experience
Milwaukee, WI
Broker

Nicole Hohlweck is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 21 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

330 E Kilbourn Ave, Ste 950, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole is the 100% owner of Indie World Crystallized Edition, a non-financial services business that creates, designs, and sells embellished shoes. This takes about 10-20% of Nicole's time, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2007 - Present · 19 yrs 4 mos
Northwestern Mutual Investment Services, LLC
February 2005 - Present · 21 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2005 - Present · 21 yrs 3 mos
State Registrations13 states
ARAZDCFLILKSMNNCOHTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.