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Zulfiqar Naqvi

PNC Wealth Management
10 Years of Experience
Rockford, IL
Broker
View SEC Summary
View SEC Summary

Zulfiqar Naqvi is a ChFC-designated registered investment advisor at PNC Wealth Management, based in Rockford, IL, with 10 years of industry experience. Zulfiqar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

5411 Harrison Avenue, Rockford, IL, 61108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Zulfiqar is an owner and landlord of rental properties since 2021. This non-investment related activity requires minimal time during trading hours.

Employment History
Current Registrations
PNC Wealth Management LLCBroker
May 2024 - Present · 2 yrs 5 mos
PNC Wealth Management
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Edward JonesBroker
January 2023 - April 2024 · 1 yr 3 mos
Edward Jones
January 2023 - April 2024 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - November 2022 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - November 2022 · 2 yrs 3 mos
Oneamerica Securities, INC.
February 2020 - July 2020 · 5 mos
Oneamerica Securities, INC.Broker
February 2020 - July 2020 · 5 mos
Nylife Securities LLCBroker
January 2019 - July 2019 · 6 mos
Edward JonesBroker
March 2008 - August 2008 · 5 mos
Edward Jones
March 2008 - August 2008 · 5 mos
Morgan Stanley & CO., Incorporated
August 2007 - February 2008 · 6 mos
Morgan Stanley & CO., IncorporatedBroker
July 2007 - February 2008 · 7 mos
Citicorp Investment ServicesBroker
April 2005 - April 2007 · 2 yrs
Banc One Securities CorporationBroker
January 2005 - April 2005 · 3 mos
State Registrations8 states
ARILMDMINCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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