TrueAdvisor
TrueAdvisor
ES
ES

Eric Stewart

Ameriprise Financial Services, LLC
21 Years of Experience
Omaha, NE
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Eric Stewart is a registered investment advisor at Ameriprise Financial Services, LLC, based in Omaha, NE, with 21 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14301 FNB Pkwy Ste 304, Omaha, NE, 68154

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2014
Final
Regulatory
April 2013
Final
Customer Dispute
October 2010
Denied
Customer Dispute
September 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Eric owns Stewart Capital, L.L.C. and is a member of Momentum Partners, LLC, managing the Ameriprise business. These activities each take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2006 - Present · 20 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 2006 - Present · 20 yrs 7 mos
Ameriprise Financial Services, LLC
March 2006 - Present · 20 yrs 7 mos
Previous Registrations
Ameritas Investment CORP.Broker
January 2005 - February 2006 · 1 yr 1 mo
State Registrations18 states
AZCACOFLIAINKSMNMOMTNCNENVORTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Omaha, NE →All financial advisors in Nebraska →