TrueAdvisor
TrueAdvisor
AA
AA

Adam Shain Aldrich

Huntington Financial Advisors
20 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Huntington Financial Advisors
Compensation
Fee-Only (AUM)
Firm Size
419 advisors
Number of Clients
37,298 clients
Average Client Portfolio
$170K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
Minimum Annual Fee:$1,500

Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Huntington Financial Advisors
October 2025 - Present · 4 mos
The Huntington Investment CompanyBroker
October 2025 - Present · 4 mos
Previous Registrations
LPL Financial LLC
March 2015 - September 2025 · 10 yrs 6 mos
LPL Financial LLCBroker
March 2015 - September 2025 · 10 yrs 6 mos
Raymond James & Associates, INC.Broker
March 2013 - March 2015 · 2 yrs
Raymond James & Associates, INC.
March 2013 - March 2015 · 2 yrs
VALIC Financial Advisors, INC.
June 2012 - March 2013 · 9 mos
VALIC Financial Advisors, INC.Broker
June 2012 - March 2013 · 9 mos
Morgan Stanley Smith BarneyBroker
September 2009 - July 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
September 2009 - July 2012 · 2 yrs 10 mos
Wells Fargo Investments, LLC
March 2009 - September 2009 · 6 mos
Wells Fargo Investments, LLCBroker
March 2009 - September 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - December 2008 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - December 2008 · 1 yr 10 mos
UBS Financial Services INC.
November 2006 - January 2007 · 2 mos
UBS Financial Services INC.Broker
July 2006 - January 2007 · 6 mos
Gunnallen Financial, INCBroker
February 2005 - July 2006 · 1 yr 5 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.