Shannon Sassman is a registered investment advisor, based in Greenwood Village, CO, with 19 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
March 2022 - Present · 4 yrs 2 mos
Empower Financial Services, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Empower Financial Services, INC.
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Prudential Investment Management Services LLCBroker
June 2021 - October 2021 · 4 mos
Advisornet Wealth Management
June 2020 - July 2020 · 1 mo
Transamerica Retirement Advisors, LLC
November 2015 - April 2020 · 4 yrs 5 mos
Transamerica Investors Securities CorporationBroker
February 2013 - April 2020 · 7 yrs 2 mos
Gwfs Equities, INC.Broker
October 2009 - September 2012 · 2 yrs 11 mos
Mutual of America Life Insurance CompanyBroker
January 2005 - September 2009 · 4 yrs 8 mos
State Registrations46 states
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Exams
No exam information available for this advisor.