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Douglas Gold

19 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance

Douglas Gold is a registered investment advisor at MML Investors Services, LLC, based in Las Vegas, NV, with 19 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 South Pavilion Center Drive, Suite 320, Las Vegas, NV, 89135

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2026
Closed-No Action
Other Business ActivitiesSells Insurance

Douglas is a board member for Global Charity Foundation and Anti-Defamation League (ADL), dedicating minimal time to each. He is also an agent for life, disability, long-term care, fixed annuities, and health insurance.

Employment History
Current Registrations
MML Investors Services, LLC
October 2020 - Present · 6 yrs
MML Investors Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Bny Mellon Securities Corporation
April 2019 - December 2019 · 8 mos
Bny Mellon Securities CorporationBroker
April 2019 - December 2019 · 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2017 · 6 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2011 - June 2017 · 6 yrs 5 mos
Wells Fargo Investments, LLC
August 2005 - January 2011 · 5 yrs 5 mos
Wells Fargo Investments, LLCBroker
March 2005 - January 2011 · 5 yrs 10 mos
State Registrations20 states
AZCACOFLGAIAIDILKSLAMIMTNCNJNVNYORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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