Michael Romaine
Michael Romaine is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Louisville, KY, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Louisville, KY
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Regulatory History (1)
Criminal
September 1991Other Business ActivitiesSells Insurance
Michael sells insurance (life, disability, and long-term care) as an individual agent, dedicating a few hours per week. He also collects real estate rental income, spending minimal time on upkeep and rent collection, and is the President & Owner of 1-3 Planning LLC, his business practice, which is a full-time commitment. Additionally, Michael is involved in entertainment event promotion and marketing, and serves as a parking authority board member.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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