Stacey Wisman
Stacey Wisman is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Phoenix, AZ, with 16 years of industry experience. Stacey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Phoenix, AZ
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2006Other Business ActivitiesSells Insurance
Stacey is involved with Strategic Financial Concepts LLC as a sales agent for individual life and health insurance. Stacey is also an agent for individual life/health, group life/health, and property & casualty insurance, spending minimal time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.