MB
CFA · CFP
MB
CFA · CFP
Michael Brooks is a CFA, CFP-designated registered investment advisor, based in Virginia Beach, VA, with 20 years of industry experience.
Location
300 32nd St, Ste 201, Virginia Beach, VA, 23451
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Other Business Activities
Michael owns a rental property, his former primary residence, since 2018, dedicating minimal time to it. He is also a board member of the Hampton Roads Estate Planning Council, attending monthly meetings and dedicating minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2025 - Present · 6 mos
Raymond James Financial Services Advisors, INC
November 2025 - Present · 6 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - November 2025 · 4 yrs 9 mos
Truist Advisory Services, INC.
February 2021 - November 2025 · 4 yrs 9 mos
Bb&t Securities, LLCBroker
November 2017 - February 2021 · 3 yrs 3 mos
Bb&t Securities, LLC
November 2017 - February 2021 · 3 yrs 3 mos
UBS Financial Services INC.
August 2007 - December 2017 · 10 yrs 4 mos
UBS Financial Services INC.Broker
August 2007 - December 2017 · 10 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2005 - August 2007 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2005 - August 2007 · 1 yr 8 mos
World Group Securities, INC.Broker
February 2005 - June 2005 · 4 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMOMSNCNJNMNVNYOHORPASCTNTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.