Paula Heffron is a CFP-designated registered investment advisor, based in Corpus Christi, TX, with 21 years of industry experience. Paula is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Corpus Christi, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paula is an Investment Advisor Representative and Chief Compliance Officer for Stonecrest Advisors, Inc., dedicating about a third of her time. She also serves as a FINRA Hearing Committee Member and a member of the Small Firm Advisory Committee, along with being a Registered Representative for Winlo Management Group LLC.
Employment History
Current Registrations
Winlo Management Group, LLCBroker
Winlo Management Group, LLC
Stonecrest Advisors, INC.
Stonecrest Capital Markets, INC.Broker
Stonecrest Capital Markets, INC.
Previous Registrations
Svb Investment Services INC.Broker
First Citizens Asset Management, INC
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
USAA Investment Management CompanyBroker
USAA Investment Management Company
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
LPL Financial LLC
LPL Financial LLCBroker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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