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SJ
CFP
SJ
CFP

Sergio Jimenez-Gudino

Park Avenue Securities LLC
16 Years of Experience
San Antonio, TX
Sells Insurance
View SEC Summary
View SEC Summary

Sergio Jimenez-Gudino is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in San Antonio, TX, with 16 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21714 Hardy Oak, Suite 100, San Antonio, TX, 78258

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sergio is involved in several business activities, including a Mexican corporation employing his employees, a law firm, an RIA DBA, a registered investment advisor, an insurance brokerage, and a holding company. He dedicates minimal time to the insurance brokerage and the registered investment advisor.

Employment History
Current Registrations
Park Avenue Securities LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Dominion Capital LLC
November 2023 - November 2024 · 1 yr
Sequent Planning, LLC
March 2021 - October 2023 · 2 yrs 7 mos
Animus Wealth Management, LLC.
May 2020 - March 2021 · 10 mos
Eagle Strategies LLC
October 2017 - May 2020 · 2 yrs 7 mos
Nylife Securities LLCBroker
October 2017 - May 2020 · 2 yrs 7 mos
Transamerica Financial Advisors, INCBroker
June 2013 - November 2015 · 2 yrs 5 mos
Transamerica Financial Advisors, INC.
June 2013 - November 2015 · 2 yrs 5 mos
Transamerica Financial Advisors, INC.
January 2012 - May 2012 · 4 mos
Investment Advisors International, INC.
June 2011 - January 2012 · 7 mos
World Group Securities, INC.Broker
October 2008 - February 2010 · 1 yr 4 mos
Investment Advisors International, INC.
October 2008 - February 2010 · 1 yr 4 mos
Intersecurities, INC.
January 2008 - September 2008 · 8 mos
Intersecurities, INC.Broker
January 2008 - September 2008 · 8 mos
Investment Advisors International, INC.
August 2006 - February 2008 · 1 yr 6 mos
World Group Securities, INC.Broker
March 2005 - February 2008 · 2 yrs 11 mos
State Registrations4 states
CANVTXWY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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