James Dellavecchia
James Dellavecchia is a registered investment advisor at Equitable Advisors, LLC, based in Cranford, NJ, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
184 North Ave East, Suite 200, Cranford, NJ, 07016
Get directionsHistory
Regulatory History (11)
Financial
February 2020Financial
February 2020Financial
April 2019Financial
October 2018Financial
July 2018Financial
June 2018Financial
December 2017Financial
October 2017Financial
October 2017Customer Dispute
January 2015Customer Dispute
February 2008Other Business ActivitiesSells Insurance
James operates The Dellavecchia Group, LLC as a DBA for his LPL business, dedicating about half of his time to it. He also works as a broker for various insurance companies, including Allstate Benefits, Madison Brokerage, and Martin Insurance, selling health and life insurance, and spends minimal time on Medicare insurance sales and business sales/solicitation.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
LPL Financial LLCBroker
MML Investors Services, LLCBroker
National Securities CorporationBroker
Westrock Advisors, INC.Broker
Joseph Stevens & Company, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.