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James Dellavecchia

Equitable Advisors, LLC
21 Years of Experience
Cranford, NJ
11 DisclosuresBrokerSells Insurance
View SEC Summary
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James Dellavecchia is a registered investment advisor at Equitable Advisors, LLC, based in Cranford, NJ, with 21 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

184 North Ave East, Suite 200, Cranford, NJ, 07016

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2020
Final
Financial
February 2020
Final
Financial
April 2019
Final
Financial
October 2018
Final
Financial
July 2018
Final
Financial
June 2018
Final
Financial
December 2017
Final
Financial
October 2017
Final
Financial
October 2017
Final
Customer Dispute
January 2015
Settled
Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James operates The Dellavecchia Group, LLC as a DBA for his LPL business, dedicating about half of his time to it. He also works as a broker for various insurance companies, including Allstate Benefits, Madison Brokerage, and Martin Insurance, selling health and life insurance, and spends minimal time on Medicare insurance sales and business sales/solicitation.

Employment History
Current Registrations
Equitable Advisors, LLC
April 2023 - Present · 3 yrs 6 mos
Equitable Advisors, LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
January 2014 - April 2023 · 9 yrs 3 mos
MML Investors Services, LLCBroker
April 2009 - January 2014 · 4 yrs 9 mos
National Securities CorporationBroker
April 2008 - April 2009 · 1 yr
Westrock Advisors, INC.Broker
February 2006 - March 2008 · 2 yrs 1 mo
Joseph Stevens & Company, INC.Broker
April 2005 - March 2006 · 11 mos
State Registrations17 states
CACTDCFLIAMAMDMNNCNJNMNYOKPARIVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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