Patrick Kennedy is a registered investment advisor at Gms Group, based in Houston, TX, with 20 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 1 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fee is a flat 2% of the quarter-end market value of the managed portfolio. Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
5075 Westheimer - Suite 1175, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gms Group
Gms GroupBroker
Previous Registrations
The Gms Group, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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