TrueAdvisor
TrueAdvisor
PK
PK

Patrick Kennedy

Gms Group
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Gms Group
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
1 client
Average Client Portfolio
$13.9M average
Assets Under Management
$13.9M

Fee Structure

Financial Planning:Investment management only

Location

5075 Westheimer - Suite 1175, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Gms Group
July 2010 - Present · 15 yrs 7 mos
Gms GroupBroker
March 2007 - Present · 18 yrs 11 mos
Previous Registrations
The Gms Group, LLC
March 2007 - June 2010 · 3 yrs 3 mos
UBS Financial Services INC.
March 2005 - January 2006 · 10 mos
UBS Financial Services INC.Broker
March 2005 - January 2006 · 10 mos
State Registrations18 states
AZCACOFLGAILKYLAMIMTNCNJNYOKPASCTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.