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Cory Summers

LPL Financial LLC
20 Years of Experience
Corpus Christi, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Cory Summers is a CFP-designated registered investment advisor at LPL Financial LLC, based in Corpus Christi, TX, with 20 years of industry experience. Cory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14493 S Padre Island Dr Ste H, Corpus Christi, TX, 78418

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Cory is involved with Corpus Christi Financial Group, LLC, Copperhead Commercial Properties, LLC (real estate rental), Freedom Property Management, LLC, Copperhead Virtual Properties LLC, and Copperhead Vacation Properties LLC. Cory also has non-variable insurance, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - September 2021 · 3 mos
Cetera Advisor Networks LLCBroker
June 2021 - September 2021 · 3 mos
Voya Financial Advisors, INC.
April 2013 - June 2021 · 8 yrs 2 mos
Voya Financial Advisors, INC.Broker
April 2013 - June 2021 · 8 yrs 2 mos
Charles Schwab & CO., INC.
October 2011 - April 2013 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
October 2011 - April 2013 · 1 yr 6 mos
VALIC Financial Advisors, INC.
June 2011 - September 2011 · 3 mos
VALIC Financial Advisors, INC.Broker
May 2011 - September 2011 · 4 mos
Priority Capital Investments, LLCBroker
October 2010 - February 2011 · 4 mos
Realty Capital Securities, LLCBroker
January 2010 - October 2010 · 9 mos
Ims Financial Advisors, INC.
October 2008 - October 2009 · 1 yr
Ims Securities, INC.Broker
October 2008 - October 2009 · 1 yr
TD Ameritrade, INC.
November 2007 - October 2008 · 11 mos
Amerivest Investment Management, LLC
November 2007 - October 2008 · 11 mos
TD Ameritrade, INC.Broker
November 2007 - October 2008 · 11 mos
Edward Jones
January 2007 - October 2007 · 9 mos
Edward JonesBroker
November 2005 - October 2007 · 1 yr 11 mos
State Registrations38 states
AKARAZCACOCTFLGAHIIDILKSKYLAMDMIMNMOMSNCNENJNMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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