DP
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Darrell Pounders
20 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Darrell Pounders is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 20 years of industry experience. Darrell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2011Settled
Employment History
Current Registrations
Capital Client Group, INC.
May 2013 - Present · 13 yrs 2 mos
Capital Client Group, INC.
March 2012 - Present · 14 yrs 4 mos
Capital Client Group, INC.Broker
March 2012 - Present · 14 yrs 4 mos
Previous Registrations
Securian Financial Services, INC.
September 2007 - October 2011 · 4 yrs 1 mo
Securian Financial Services, INC.Broker
October 2006 - October 2011 · 5 yrs
Nylife Securities INC.Broker
May 2005 - September 2006 · 1 yr 4 mos
PFS Investments INC.Broker
February 2005 - March 2005 · 1 mo
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.