Mitchell Miller
Mitchell Miller is a registered investment advisor at Hermosa Capital Management, LLC, based in Hermosa Beach, CA, with 20 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25.0M - $100.0M | 0.50% |
| $100.0M - $250.0M | 0.50% |
| $250M+ | 0.50% |
Fees are negotiable for accounts over $250,000,000.
Fee Estimator
Location
Hermosa Beach, CA
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2020Judgment / Lien
July 2019Financial
March 2019Judgment / Lien
November 2018Other Business Activities
Mitchell is associated with Hermosa Capital Management, LLC, though it is not active. He also works as a Financial Manager (CFO) for H3 High Security Solutions, LLC, dedicating a few hours per week, and as VP of Operations at Sutter Securities Incorporated, spending about 10-20% of his time.
Employment History
Current Registrations
Hermosa Capital Management, LLC
Previous Registrations
Sutter Securities IncorporatedBroker
Boustead Securities, LLCBroker
Bma Securities, LLCBroker
Dewaay Financial Network, LLCBroker
Strasbourger Pearson Tulcin Wolff IncorporatedBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.