Stacey Peterson is a CFP-designated registered investment advisor, based in Westlake Village, CA, with 10 years of industry experience.
Location
890 Hampshire Rd., Ste. W, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stacey is a member of Westlake Financial Advisors LLC and also works as a Certified Public Accountant since 2000. Additionally, Stacey is an independent agent for non-variable insurance products since 2018.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Previous Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.