Adam Rogers
Adam Rogers is a registered investment advisor at UBS Financial Services INC., based in FT Lauderdale, FL, with 21 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
FT Lauderdale, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2020Other Business Activities
Adam is a trustee, treasurer, and audit committee member for the Metrowest Health Foundation from 2009 to 2017. He is also a member of the foundation's investment committee since 2009.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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