Ricky Dunham is a PFS-designated registered investment advisor at Dwr Wealth Management, LLC, based in San Jose, CA, with 21 years of industry experience. Ricky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 189 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fees are negotiable.
Fee Estimator
Location
1884 the Alameda, San Jose, CA, 95126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Ricky is the President of Dunham Associates CPAs, Inc., a non-investment related accounting firm, since 1996. He spends nearly full-time working with accounting clients, mostly during securities trading hours.
Employment History
Current Registrations
Dwr Wealth Management, LLC
State Registrations1 state
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