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Noah Wertheimer
19 Years of Experience
Wilmington, DE
2 DisclosuresBrokerSells Insurance
Noah Wertheimer is a registered investment advisor, based in Wilmington, DE, with 19 years of industry experience.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
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Regulatory History (2)
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Customer Dispute
November 2019Closed-No Action
Customer Dispute
November 2016Denied
Other Business ActivitiesSells Insurance
Noah works full-time as an investment advisor representative for Realta Investment Advisors, Inc. Noah also engages in insurance sales, Medicare/Medigap referrals, mortgage referrals, annuity/long-term care sales, and residential real estate management, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Realta Equities, INC.Broker
January 2020 - Present · 6 yrs 6 mos
Realta Investment Advisors, INC
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2019 · 7 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2019 · 7 yrs 2 mos
Chase Investment Services CORP.
June 2008 - October 2012 · 4 yrs 4 mos
Chase Investment Services CORP.Broker
June 2008 - October 2012 · 4 yrs 4 mos
LPL Financial CorporationBroker
October 2007 - April 2008 · 6 mos
LPL Financial Corporation
October 2007 - April 2008 · 6 mos
Morgan Stanley
May 2005 - August 2006 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
March 2005 - August 2006 · 1 yr 5 mos
State Registrations21 states
AZCACODEFLHIIDILMAMINCNJNYOHOKORPASCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.