Nathan Sumner
Nathan Sumner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bennett, CO, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
280 E Colfax Ave Unit 2, Bennett, CO, 80102
Get directionsHistory
Regulatory History (1)
Criminal
August 1998Other Business ActivitiesSells Insurance
Nathan works as a ski instructor for Vail Resorts, dedicating about 10-20% of his time. He is also an insurance agent for various insurance carriers and involved in several other ventures including Sumner Enterprises LLC, Rocky Mountain Society of Financial Services Pros, FPA of Colorado/Foundation for Financial Planning, and Whiskey University.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.