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CFP
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CFP

Nathan Sumner

LPL Financial LLC
12 Years of Experience
Aurora, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Nathan Sumner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Aurora, CO, with 12 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Aurora, CO

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History

Regulatory History (1)
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Criminal
August 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nathan works as a ski instructor for Vail Resorts, dedicating about 10-20% of his time. He is also an insurance agent for various insurance carriers and involved in several other ventures including Sumner Enterprises LLC, Rocky Mountain Society of Financial Services Pros, FPA of Colorado/Foundation for Financial Planning, and Whiskey University.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
September 2014 - July 2021 · 6 yrs 10 mos
Waddell & ReedBroker
July 2014 - July 2021 · 7 yrs
State Registrations7 states
COGAINMAORTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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