NM
NM

Nicholas Mazgaj

20 Years of Experience
Omaha, NE
BrokerSells Insurance

Nicholas Mazgaj is a registered investment advisor, based in Omaha, NE, with 20 years of industry experience.

Location

12801 Pierce St, Ste 300, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is an agent/broker for multiple fixed insurance sales companies, dedicating minimal time to each. He is also a partner in MMPHS, a holding company for real estate, and a board member for a non-profit organization.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
February 2006 - August 2023 · 17 yrs 6 mos
Securian Financial Services, INC.Broker
January 2006 - August 2023 · 17 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
May 2005 - January 2006 · 8 mos
State Registrations21 states
AZCACOCTFLGAIAILINKSMDMONENHNYOHORSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Mazgaj - Financial Advisor | TrueAdvisor