Leslie Mallman is a CFP-designated registered investment advisor at Five Oceans Advisors, based in Santa Monica, CA, with 10 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 6 more. Their firm serves 117 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Typical fee is 1.00% annually, but may be higher or lower based on client complexity, services included, and account size. Fees are negotiable.
Fee Estimator
Location
Santa Monica, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leslie owns Leslie Mallman Money Coaching, where she teaches a class about the emotional aspects of money. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Five Oceans Advisors
Previous Registrations
Grove
Skyline Financial Advisors, LLC
Rmb Capital Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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