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Lorena Rubio

Wells Fargo Advisors
21 Years of Experience
Downey, CA
1 DisclosureBroker
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Lorena Rubio is a registered investment advisor at Wells Fargo Advisors, based in Downey, CA, with 21 years of industry experience. Lorena is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8345 Firestone Blvd, Downey, CA, 90241

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History

Regulatory History (1)
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Judgment / Lien
July 2015
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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2017 - Present · 8 yrs 10 mos
Wells Fargo Advisors
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
U.S. Bancorp Investments, INC.
May 2010 - December 2017 · 7 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
May 2010 - December 2017 · 7 yrs 7 mos
Chase Investment Services CORP.Broker
May 2009 - April 2010 · 11 mos
Chase Investment Services CORP.
May 2009 - April 2010 · 11 mos
Wamu Investments, INC.
September 2008 - May 2009 · 8 mos
Wamu Investments, INC.Broker
March 2005 - May 2009 · 4 yrs 2 mos
State Registrations5 states
AZCACOORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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