JC
JC

John Claghorn

20 Years of Experience
New York, NY
Broker

John Claghorn is a registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 20 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

45 Rockefeller Plaza, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs 3 mos
Rockefeller Capital Management
July 2022 - Present · 3 yrs 10 mos
Rockefeller Financial LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
June 2015 - July 2022 · 7 yrs 1 mo
RBC Capital Markets, LLC
June 2015 - July 2022 · 7 yrs 1 mo
Morgan Stanley
October 2012 - July 2015 · 2 yrs 9 mos
Morgan StanleyBroker
August 2012 - July 2015 · 2 yrs 11 mos
Wedbush Securities INC.Broker
September 2011 - June 2012 · 9 mos
RBC Capital Markets, LLCBroker
February 2008 - July 2011 · 3 yrs 5 mos
RBC Capital Markets CorporationBroker
April 2005 - February 2008 · 2 yrs 10 mos
State Registrations22 states
AKALCACOCTDEFLGAMAMENCNJNYOHOKORPAPRRISCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.