David Walker
David Walker is a registered investment advisor at Seagull Lane Asset Management LLC, based in Santa Barbara, CA, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 178 clients with $65M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.65% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.80% |
Fee Estimator
Location
222 E Carrillo St, #304, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a partner in Proteus Investments LLC, involved in real estate, dedicating minimal time. He also sells non-variable insurance, including fixed annuities, spending minimal time on this, and is a partner at Baird Walker Wealth Strategy Group, spending about half his time on investment advisory services. David is also President and Investment Advisor Representative at Seagull Lane Asset Management LLC, spending about half his time on investment advisory services.
Employment History
Current Registrations
Seagull Lane Asset Management LLC
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Jackson National Life Distributors LLCBroker
Planco Financial Services, LLCBroker
Pacific Select Distributors, INC.Broker
Citigroup Derivatives Markets INC.Broker
State Registrations19 states
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