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Mark Briedis
20 Years of Experience
1 DisclosureBroker
Mark Briedis is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Cincinnati, OH, with 20 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities.
Compensation
N/A
Firm Size
15 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
191 Rosa Parks, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
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Criminal
August 1995Final Disposition
Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
October 2012 - Present · 13 yrs 6 mos
Mm Ascend Life Investor Services, LLCBroker
October 2008 - Present · 17 yrs 6 mos
Previous Registrations
Great American Advisors, INC.
October 2008 - March 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.
August 2007 - May 2008 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2008 · 1 yr
Citicorp Investment ServicesBroker
July 2005 - May 2007 · 1 yr 10 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.