MR
MR

Matthew Rich

19 Years of Experience
1 DisclosureBrokerSells Insurance

Matthew Rich is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Cincinnati, OH, with 19 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities.

Compensation
N/A
Firm Size
15 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

191 Rosa Parks, Cincinnati, OH, 45202

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2007
Other Business ActivitiesSells Insurance

Matthew works full-time as a Product Suitability Specialist for MassMutual Ascend Life Insurance Company, which issues annuities. He also spends about 10-20% of his time stocking merchandise at Macy's Department Store.

Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
August 2020 - Present · 5 yrs 8 mos
Mm Ascend Life Investor Services, LLCBroker
November 2008 - Present · 17 yrs 5 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
February 2008 - November 2008 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2007 · 7 mos
Citicorp Investment ServicesBroker
October 2006 - May 2007 · 7 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.