John Essigman is a registered investment advisor at Moors & Cabot, INC, based in Cleveland, GA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
141 N Main St, Cleveland, GA, 30528
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a managing member of Appleseed Holdings, LLC, which owns residential property, and John Essigman, LLC, which handles commercial and residential real estate. He also serves as a board member, treasurer, and bookkeeper for the White County Rotary Club and as a trustee for the Essigman Family Trust.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
John Essigman Wealth Advisors, LLC
Gradient Securities, LLCBroker
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.