SE
SE

Scott Edwards

19 Years of Experience
New York, NY
Broker

Scott Edwards is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

1211 Avenue of the Americas, Suite 3300, New York, NY, 10036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
RBC Capital Markets, LLC
April 2017 - Present · 9 yrs 1 mo
RBC Capital Markets, LLC
February 2016 - Present · 10 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Jefferies LLCBroker
January 2012 - February 2016 · 4 yrs 1 mo
Deutsche Bank Securities INC.Broker
February 2009 - February 2012 · 3 yrs
Jane Street Capital, LLCBroker
July 2008 - October 2008 · 3 mos
Jane Street Markets, LLCBroker
July 2008 - October 2008 · 3 mos
Jane Street Trading, LLCBroker
July 2008 - October 2008 · 3 mos
Sanford C. Bernstein & CO., LLCBroker
June 2007 - April 2008 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
January 2006 - January 2007 · 1 yr
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.