JH
CFA
JH
CFA

Joseph Haag

11 Years of Experience
Chicago, IL
Broker

Joseph Haag is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 11 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLCBroker
October 2022 - Present · 3 yrs 7 mos
Neuberger Berman Bd LLC
October 2022 - Present · 3 yrs 7 mos
Neuberger Berman Bd LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Vcp5, CORP.
January 2015 - April 2015 · 3 mos
Alliancebernstein Investments, INC.Broker
October 2006 - September 2012 · 5 yrs 11 mos
Alliancebernstein L.P.
October 2006 - September 2012 · 5 yrs 11 mos
Allianz Global Investors Managed Accounts LLC
May 2005 - October 2006 · 1 yr 5 mos
Allianz Global Investors Distributors LLCBroker
March 2005 - October 2006 · 1 yr 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.