JJ
CFP
JJ
CFP
Jessica Jung is a CFP-designated registered investment advisor, based in Palo Alto, CA, with 20 years of industry experience.
Location
228 Hamilton Ave., 3rd Floor, Palo Alto, CA, 94301
Get directionsHistory
Regulatory History (5)
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Investigation
November 2025Customer Dispute
October 2025Pending
Regulatory
November 2024Final
Customer Dispute
May 2021Settled
Employment Separation After Allegations
March 2021Other Business ActivitiesSells Insurance
Jessica owns rental real estate and is also involved with Vast Wealth Advisors, LLC, dedicating full-time hours to the latter. She is also involved with Partners Financial and ACC Agency Inc. selling insurance products and serving on an advisory board.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2025 - Present · 1 yr 1 mo
Cambridge Investment Research, INC.Broker
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Aegis Capital CORP.
April 2021 - July 2025 · 4 yrs 3 mos
Aegis Capital CORP.Broker
April 2021 - July 2025 · 4 yrs 3 mos
LPL Financial LLC
November 2010 - April 2021 · 10 yrs 5 mos
LPL Financial LLCBroker
October 2010 - April 2021 · 10 yrs 6 mos
Morgan Keegan & Company, INC.Broker
February 2007 - September 2010 · 3 yrs 7 mos
Morgan Keegan & Company, INC.
February 2007 - September 2010 · 3 yrs 7 mos
Amsouth Investment Management Company LLC
January 2006 - February 2007 · 1 yr 1 mo
Amsouth Investment Services, INC.Broker
January 2006 - February 2007 · 1 yr 1 mo
Morgan Stanley
July 2005 - January 2006 · 6 mos
Morgan Stanley Dw INC.Broker
May 2005 - January 2006 · 8 mos
State Registrations13 states
AZCAGAINNCNYOHOKSCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.