Gregory Lopez is a CFP-designated registered investment advisor, based in Cleveland, OH, with 20 years of industry experience.
Location
6685 Beta Dr, Suite D, Cleveland, OH, 44143
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gregory serves on the investment committee for the Cleveland Music Settlement, ensuring assets are managed according to policy. This requires minimal time.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
July 2025 - Present · 10 mos
Wealth Enhancement Advisory Services, LLC
May 2025 - Present · 1 yr
Previous Registrations
Marcum Wealth, LLC
October 2021 - May 2025 · 3 yrs 7 mos
Valmark Securities, INC.Broker
October 2021 - July 2025 · 3 yrs 9 mos
Global Retirement Partners LLC
November 2017 - October 2021 · 3 yrs 11 mos
LPL Financial LLCBroker
October 2017 - October 2021 · 4 yrs
Girard Securities, INC.
April 2013 - October 2017 · 4 yrs 6 mos
Girard Securities, INC.Broker
April 2013 - October 2017 · 4 yrs 6 mos
Warther Companies, LLC
November 2012 - April 2013 · 5 mos
LPL Financial LLCBroker
December 2009 - April 2013 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - December 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - December 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
October 2007 - June 2009 · 1 yr 8 mos
Keybanc Capital Markets INC.Broker
March 2005 - July 2007 · 2 yrs 4 mos
State Registrations18 states
AZCACTFLMAMINCNJNYOHORPARISCSDUTVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.