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Theresa Roberts is a registered investment advisor at Morgan Stanley, based in Mather, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Mather, CA
Get directionsHistory
Regulatory History (1)
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Criminal
March 1993Final Disposition
Employment History
Current Registrations
Morgan Stanley
April 2023 - Present · 3 yrs 1 mo
Morgan Stanley
April 2023 - Present · 3 yrs 1 mo
Morgan StanleyBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Advice and Planning Services
March 2020 - March 2023 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2020 - March 2023 · 3 yrs
Bb&t Securities, LLC
April 2019 - February 2020 · 10 mos
Bb&t Securities, LLCBroker
April 2019 - February 2020 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - March 2019 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - March 2019 · 3 yrs 5 mos
Wells Fargo Advisors, LLC
March 2013 - October 2015 · 2 yrs 7 mos
Wells Fargo Advisors, LLCBroker
February 2013 - October 2015 · 2 yrs 8 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
July 2011 - February 2013 · 1 yr 7 mos
Bancwest Investment Services, INC.Broker
July 2011 - February 2013 · 1 yr 7 mos
Carbahal Olsen Financial Services Group LLC
July 2010 - July 2011 · 1 yr
Securities America, INC.Broker
January 2009 - June 2011 · 2 yrs 5 mos
Securities America Advisors, INC.
January 2009 - February 2010 · 1 yr 1 mo
Brecek & Young Advisors, INC.
September 2007 - January 2009 · 1 yr 4 mos
Brecek & Young Advisors, INC.Broker
May 2006 - January 2009 · 2 yrs 8 mos
Wm Funds Distributor, INC.Broker
June 2005 - April 2006 · 10 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.