GI
GI

Gina Infante

19 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker

Gina Infante is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fort Lauderdale, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

401 E Las Olas Blvd Fort Lauderdale, Fl, Usa, 3330, Fort Lauderdale, FL, 33301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Other Business Activities

Gina is the owner/creator of TYN LLC, which she plans to use to sell t-shirts on Amazon. She dedicates minimal time to this venture.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - Present · 14 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - Present · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - Present · 14 yrs 9 mos
Previous Registrations
Girard Securities, INC.Broker
September 2009 - September 2011 · 2 yrs
Capital Planning Group
February 2009 - November 2009 · 9 mos
Capital Planning Group, LLCBroker
February 2009 - September 2009 · 7 mos
Wachovia Securities, LLC
June 2006 - September 2008 · 2 yrs 3 mos
Wachovia Securities, LLCBroker
May 2006 - September 2008 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
July 2005 - September 2005 · 2 mos
Ameriprise Financial Services, INC.Broker
July 2005 - September 2005 · 2 mos
Ids Life Insurance CompanyBroker
July 2005 - September 2005 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gina Infante - Financial Advisor | TrueAdvisor