DM
DM

David Elgin Maxey

17 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
59 advisors
Number of Clients
5,035 clients
Average Client Portfolio
$495K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.50%
$500K - $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.70%

Fees may be subject to negotiation depending upon unique circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9841 E Bell Rd, Suite 110, Scottsdale, AZ, 85260

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is a licensed insurance agent and receives commissions on products sold. This activity is insurance-related.

Employment History
Current Registrations
Trek Financial
October 2025 - Present · 4 mos
Previous Registrations
Heritage Family Offices, LLP
June 2024 - June 2025 · 1 yr
Heritage Family Offices, LLP
March 2023 - December 2023 · 9 mos
Heritage Wealth Management, LLC
July 2017 - March 2024 · 6 yrs 8 mos
Heritage Wealth Management, LLC
September 2014 - August 2017 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
May 2008 - August 2014 · 6 yrs 3 mos
Wells Fargo Investments, LLC
April 2007 - April 2008 · 1 yr
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.