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Timothy Hender

14 Years of Experience
Lake Forest, IL
BrokerSells Insurance

Timothy Hender is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Lake Forest, IL, with 14 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

272 E Deerpath Rd, Ste 204, Lake Forest, IL, 60045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Red Spinnaker LLC and has partial ownership in Charthouse LLC, each taking about half of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2011 - Present · 14 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Tmy Trading LLCBroker
April 2011 - May 2011 · 1 mo
State Registrations36 states
AZCACOCTDCFLGAHIIAIDILINKSMAMDMEMIMNMOMTNCNJNVNYOHORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.