HV
CFP
HV
CFP
Harlem Valdez
15 Years of Experience
Hopwell Junction, NY
4 DisclosuresBroker
Harlem Valdez is a CFP-designated registered investment advisor at William Blair & Company L.L.C., based in Hopwell Junction, NY, with 15 years of industry experience. Harlem is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 38,171 clients with $64B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
329 advisors
IM Fee
Planning only
Assets Under Management
$64.3B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Hopwell Junction, NY
Get directionsHistory
Regulatory History (4)
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Customer Dispute
February 2023Denied
Customer Dispute
October 2022Denied
Customer Dispute
March 2020Denied
Customer Dispute
May 2019Denied
Employment History
Current Registrations
William Blair
May 2025 - Present · 1 yr 5 mos
William Blair & Company L.L.C.
May 2025 - Present · 1 yr 5 mos
William BlairBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
J.P. Morgan Securities LLC
February 2018 - December 2021 · 3 yrs 10 mos
J.P. Morgan Securities LLCBroker
January 2018 - December 2021 · 3 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
December 2016 - December 2017 · 1 yr
Credit Suisse Securities (USA) LLCBroker
January 2007 - May 2016 · 9 yrs 4 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.