Catherine Haffner is a registered investment advisor, based in San Antonio, TX, with 14 years of industry experience.
Location
17806 Interstate 10, Suite 300, San Antonio, TX, 78257
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine sells her acrylic and oil paintings, owns rental real estate, and is the owner/manager of Haffner Group LLC, dedicating minimal time to each. She is also an independent contractor for Haffner Private Wealth and Oak Crest Advisors, spending about half her time on each, and an agent for Oak Crest Insurance Agency, spending a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Bok Financial Private Wealth, INC.
Texas Capital Bank Private Wealth Advisors
Kingswood Capital Partners, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
USAA Investment Management CompanyBroker
USAA Financial Advisors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.