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Terry Griffith

Independent Financial Group, LLC
18 Years of Experience
Plymouth, MA
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Terry Griffith is a registered investment advisor at Independent Financial Group, LLC, based in Plymouth, MA, with 18 years of industry experience. Terry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

64 Industrial Park Rd., Plymouth, MA, 02360

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2025
Final
Customer Dispute
August 2024
Settled
Customer Dispute
December 2023
Settled
Customer Dispute
April 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Terry is an officer/director for a Masonic Education & Charitable Trust, spending minimal time reviewing investment decisions. Terry also uses "Deep Creek Advisors" as a DBA name for marketing purposes, dedicating full-time hours to this activity, and is an individual insurance producer, spending minimal time on this.

Employment History
Current Registrations
Independent Financial Group, LLC
January 2025 - Present · 1 yr 9 mos
Independent Financial Group, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2014 - May 2024 · 10 yrs
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations8 states
FLGAMANCNJOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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