Andrew Obrien is a registered investment advisor, based in Newport Beach, CA, with 20 years of industry experience.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew works as an agent/broker for TFG Fixed Insurance, selling fixed insurance products. This activity takes more than full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
May 2019 - August 2023 · 4 yrs 3 mos
Securian Financial Services, INC.Broker
August 2013 - August 2023 · 10 yrs
Northwestern Mutual Investment Services, LLCBroker
June 2005 - June 2013 · 8 yrs
State Registrations5 states
CAMNNCNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.