TrueAdvisor
TrueAdvisor
AR
CFP
AR
CFP

Anthony Ruffalo

LPL Financial LLC
21 Years of Experience
Fort Mill, SC
BrokerSells Insurance
View SEC Summary
View SEC Summary

Anthony Ruffalo is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 21 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

259 Textile Way Ste 105, Fort Mill, SC, 29715

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Anthony operates Ruffalo Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He is also an insurance producer with Highland Capital BGA, focusing on non-variable insurance and spending a few hours per week. Additionally, Anthony is involved in digital marketing education and real estate rental.

Employment History
Current Registrations
LPL Financial LLC
July 2008 - Present · 18 yrs 3 mos
LPL Financial LLCBroker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
AXA Advisors, LLC
June 2005 - August 2008 · 3 yrs 2 mos
AXA Advisors, LLCBroker
May 2005 - August 2008 · 3 yrs 3 mos
State Registrations11 states
AZCOFLMAMDNCNYRISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fort Mill, SC →All financial advisors in South Carolina →