James Adrian
James Adrian is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Naperville, IL, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
55 Shuman Blvd Ste 600, Naperville, IL, 60563
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a 51% owner of Siegfried Development Group LLC, focused on real estate development, and has controlling ownership of the Harris Bank Land Trust, spending minimal time on these activities. He may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. Additionally, James is the General Chair for the Roman Catholic Diocese of Rockford, Illinois, dedicating a few hours per week to advising diocesan leaders on a capital campaign.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.