JW
CFP
JW
CFP

Johnny Williams

20 Years of Experience
Charlotte, NC
Broker

Johnny Williams is a CFP-designated registered investment advisor, based in Charlotte, NC, with 20 years of industry experience.

Location

601 S. Tryon Street, Suite 100, Charlotte, NC, 28202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Johnny owns rental property in Charlotte, NC since 2006 and acts as the property manager. He is also a Director at Ally Invest Securities LLC since April 2023, supporting both Ally Invest Securities and Ally Invest Advisors, spending about 10-20% of his time in this role.

Employment History
Current Registrations
Ally Invest Advisors
May 2023 - Present · 3 yrs
Ally Invest Securities LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Morgan Stanley
February 2020 - May 2023 · 3 yrs 3 mos
Morgan StanleyBroker
February 2020 - May 2023 · 3 yrs 3 mos
LPL Financial LLCBroker
March 2015 - February 2020 · 4 yrs 11 mos
LPL Financial LLC
March 2015 - February 2020 · 4 yrs 11 mos
Wells Fargo Advisors, LLC
February 2013 - March 2015 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
February 2013 - March 2015 · 2 yrs 1 mo
Morgan Stanley
June 2009 - February 2013 · 3 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2013 · 3 yrs 8 mos
Citigroup Global Markets INC.
August 2005 - June 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2005 - June 2009 · 4 yrs 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Johnny Williams - Financial Advisor | TrueAdvisor